“We believe wealthtech should give you a competitive advantage.”

Rob Bethmann Managing Director Broker-Dealer & RIA
Rob and Stefan from First Rate Broker/Dealer & RIA
First Rate Broker-Dealer & RIA

First Rate has developed a suite of wealthtech solutions uniquely suited to broker-dealers. Our products have been stress-tested on over 5 million portfolios to deliver unparalleled accuracy and to be compatible with the majority of internal systems. Our solutions are easy to use and designed to deliver high performance while making FINRA compliance much easier, all of which will help you devote more time to retaining your top performers and building your business.

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Innovative, easy-to-use tools to build your business.

This suite of products will drastically simplify your tech stack, providing intuitive tools that can be scaled and customized. Solutions like our Data Aggregation as a Service AI engine turns complex data into clear insights, and our recently updated Core 2.0™ allows you to build customized reports with lightning speed.

CORE 2.0™ Comes loaded with a suite of innovative tools, featuring an advisor dashboard and a report builder that adds ample functionality and an extensible widget library.

  • Intuitive advisor dashboard for daily performance needs with customizable widgets
  • Report Writer tool to easily create and edit performance reports based on entitlements

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DAAS is powered by an artificial intelligence engine called ArtIE to help ingest, automate, and efficiently process structured and unstructured data sources.

  • Proven ability to transform unstructured data and statements into reliable information.
  • Can connect to virtually any custodian to pull, normalize, and reconcile data. 

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Fee Manager is an automated, cloud-based fee billing system that provides analytics, advisor insights, security, accuracy, and reliability. It’s scalable and customizable, enabling multi-access user levels.

  • Systematic approach to consolidate calculation of revenue
  • Configurable based on firm-specific parameters

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ExecView is an automated oversight and surveillance solution that allows you to analyze advisor performance and risk exposures, assess trends and identify outliers and exceptions, as well as meet your firm’s surveillance needs.

  • Can identify trends across a portion or an entire book of business
  • Assists in monitoring efforts to insure proper management of assets

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10+ Years

Customer Tenure


Number of Portfolios


Composites Processed

“The key to success is blending the latest AI with good, old-fashioned I.”

When you partner with us, you’ll have access to experts dedicated to the broker-dealer market. We’ll help you tailor solutions to your firm’s specific strategy and help you get the most out of First Rate data and reporting technology.