Portfolio Suite is a fully integrated portfolio management platform built to elevate your practice. By streamlining portfolio management, performance reporting, and compliance monitoring, it frees you to focus on what matters most: strengthening client relationships, delivering insightful advice, and guiding your clients toward their financial goals.
Download Portfolio Suite Flyer 15.58 MBMaintenance Schedule
The following table includes all scheduled maintenances. We do not currently plan to publish a maintenance release calendar for 2024, with the exception of the Classic codebase. Instead, we will communicate in advance of a release date on an ad-hoc basis. Emergency patches will be deployed as-needed and will not be reflected here. Links to release notes will be populated as they are documented.
| Maintenance Name | Release Notes Published Date | Stage Release Date | Production Release Date | Link to Notes |
|---|---|---|---|---|
| Q1 (Classic) | January 12th | January 16th | January 26th | |
| Q2 (Classic) | April 12th | April 15th | April 26th | |
| Q3 (Classic) | July 12th | July 15th | July 26th | |
| Q4 (Classic) | October 4th | October 7th | October 18th |
Holiday Schedule
The following table lists any relevant US Federal holiday that can impact business processes for InvestEdge or clients. Please note that your employer holiday may not align with InvestEdge's.
| Holiday | Observed Date | NYSE | Federal Reserve | InvestEdge Holiday |
| New Years Day | Monday, January 1 | Closed | Closed | Monday, January 1 |
| MLK Birthday | Monday, January 15th | Closed | Closed | Monday, January 15th |
| Washington's Birthday | Monday, February 19th | Closed | Closed | Monday, February 19th |
| Good Friday | Friday, March 29th | Closed | Open | N\A |
| Memorial Day | Monday, May 27th | Closed | Closed | Monday, May 27th |
| Juneteenth National Independence Day | Wednesday, June 19th | Closed | Closed | Wednesday, June 19th |
| Independence Day | Thursday, July 4th | Closed | Closed | Thursday, July 4th |
| Labor Day | Monday, September 2nd | Closed | Closed | Monday, September 2nd |
| Indigenous Peoples Day | Monday, October 14 | Open | Closed | N\A |
| Veterans Day | Monday, November 11th | Open | Closed | N\A |
| Thanksgiving | Thursday, November 28th | Closed | Closed | Thursday, November 28th |
| Black Friday | Friday, November 29th | Open | Open | N\A |
| Christmas | Wednesday, December 25th | Closed | Closed | Wednesday, December 25th |
Production Freeze Schedule
During the Production Freeze, there will be no scheduled maintenances. Emergency patching would only be performed if required. Data cleanup can still be run, excluding holidays as noted above.
Disaster Recovery Test Schedule
Our Production Disaster Recovery test will restore a recently copied clone of the production environment on the backup network. The sites will support all functionality that does not leave the network.
Trade Blotter Alerts Export from the Trade Blotter Grid Receives a Date Logic Improvement (CNS #2150)We enhanced our Trade Blotter Alerts Grid Report (Excel export) to better reflect trade corrections that may have occurred later than the original placed trade date. The "Days Until Reviewed" logic is now using the trade "Post Date" and is expected to support Compliance Administration end users in reviewing alert data, including trade corrections, more efficiently and accurately, enhancing overall compliance monitoring.
Review Rejection Workflow Update (CNS #2293)We made a small tweak to the code for Rejected Review Alerts. In the last release, we implemented a code enhancement for the system to perform a check, ensuring the status of alerts are valid. In this new version of the code, the system is still performing a check, however we are allowing multiple acceptable alerts statuses in the workflow of resubmitting rejected reviews. This change is better aligned with the business needs in the Review workflow.
Development of the First Rate Wealth Management Interface (InvestEdge Epic #188)Architectural changes were built to create the structure to receive and process data for shared clients with a partner including; Account Groups, a New Procedure to Load User Account IDs and Universe Account IDs, the creation of performance staging processes and configurations.Development of Account Alerting, Account Views and Account Procedures (InvestEdge Epic #442)Changes were implemented to support the setup for the ComplianceEdge user interface and the Wealth Management Platform including; the creation of account views, account alerts, the account widget and the procedures for loading account alerts.Implementation of Asset Mapping for Remaining Clients (InvestEdge Epic #391)We continued work towards the implementation of asset mapping, client configurations and executing conversions in client databases.Completion of Asset Mapping (InvestEdge Epic #108)In the previous release, we began the work for the new paradigm design for asset mapping. In this release, we completed the detailed asset mapping for Morningstar, Pershing and other clients. This change is an exciting move towards client self-servicing for asset mapping, resulting in more expedient implementations of asset mapping and more accurate asset mappings for our clients. Wealth Management Platform TaskMaster Transition Follow Up Activities (InvestEdge Epic #452)We continued our work to better position the Wealth Management Platform by completing needed activities such as; updating client's utilization of distribution files, ensuring Post Load Extracts are connected to servers, modifying data file paths, updating TaskMaster jobs and ensuring optional handling is present for file uploads.
Compliance Report Procedure and Data Field Logic Update (CNS #2287)We updated logic on a procedure to have a default look back of seven days parameter and updated a few data fields logic when the flip to error status occurs to reduce occurrences of the Regenerate button not appearing as expected on failed review reports.Account Group Loading Logic Update (Pershing #173)We implemented a correction addressing account grouping logic. Some clients could not locate accounts via the account search functionality; this change resulted in the clients being able to complete the account search as expected.Gain and Loss Data on the Proposed Trades Screen Correction (CNS #2359)A correction was implemented to address Gain and Loss data displaying incorrectly on the Proposed Trades screen when the "Update Trades" button was clicked in some instances. We corrected the logic, resulting in the correct Gain/Loss amounts displaying as appropriate.Blended Target Selection Box Resized on the Blended Targets Screen (CNS #2375)We corrected sizing on the Current Account > Account Admin > Blended Targets screen; it was difficult for users to select a new sub-account to a Blended Target. The selection box has been appropriately resized, allowing users to easily select the new sub-account.Account Header Configuration Screen (CNS #2330)We addressed an issue of inconsistent displays in the Account Header columns on the Admin > Dashboards > Account Header Config screen. The fix results in a consistent number of rows, columns and fields available for configuration, with a consistent layout.Correction of the Data Sort Functionality on the Custom Account Groups Page, Effective Accounts List (CNS #2281)We made a small tweak to correct the data sort on the Custom Account Groups screen and other associated screens.Alterations to Sizing and Scrolling Functionality to the Asset Type and Transaction Categories Tabs (CNS #1917)In the Edit Revision modal, accessible via Admin > Revisions > Asset Type tab and Transaction Categories tab, we altered the sizing and scrolling functionalities of the user interface, resulting in users being able to easily access and view data in all columns.Resolution of Review Type, Admin and Alert Groups Tab Error (CNS #2351)We've resolved an issue on the Review Type > Admin/Alert Groups tab, where a permissioned user didn't have the ability to save changes allowing or disallowing simultaneous work between alert groups. We've corrected this issue, resulting in permissioned users being able to update and save Alert Group changes to support the Review workflow needs.Subclass Summary Screen Adjustment (CNS #2283)A fix was implemented to remove four dots appearing unexpectedly on the Subclass Summary screen, resulting in a cleaner view for end users.Corrected Document Link URLs on the Dashboard (Expedited Changes #567)We addressed an issue some clients were having with document links on the Dashboard screens pointing to an incorrect URL for the client(s). We implemented the corrections, resulting in end users having the ability to access their documents as expected.Review Alert Modal Not Displaying Properly (CNS #2397)We addressed an issue where the Review Alert modal was appearing with a blank screen overlay in some instances. Now, when end users navigate to the Review Alert modal (Review Alerts > Review Exceptions > Account Alerts), they are able to view and access the Review Alert data.Fix Implemented for the Compliance Review Alert Bulk Approval Modal (CNS #2398)A fix was implemented to address an anomaly occurring in the Compliance Review Alert Bulk Approval functionality; the Bulk Action modal was not opening when users clicked the "Accept" button in the Confirm window. After the update, the Bulk Action modal opens, the "Accept" button is active and end users are able to bulk action Reviews, as expected.
Reviews Report Auto Regenerate Logic Check (CNS #2314)We implemented logic to perform a check to determine if a report has already been regenerated. This ensures an errored report doesn't keep creating a new saved report record.Web Log: 404 Error Handling Adjustment (CNS #2261)We made some improvements to the application's web log handling to correct and reduce users experiencing 404 errors.
Auto Retry of Compliance Reports Implemented for CNS Classsic and SEI (CNS-Classic #222)InvestEdge implemented "Auto Regenerate Failed Compliance Review Reports" functionality in the SEI system to reduce the occurrence of stale data in Compliance Review Reports and result in less manual processing.
Reported Environment Slowness Addressed (CNS-Classic #247)We addressed intermittent slowness reported in two SEI client sites while users were updating Review questions or administering flag management activities by adding non clustered indexes, resulting in improved response times.End Of Month Reports Not Available Fix (Expedited Changes #543)We implemented a correction to address users not being able to run ECR reports.Restoral of Submitted Review PDFs (Expedited Changes #556)We implemented a fix to restore PDF's of Submitted Reviews.Reenabling of Remaining Help Links (CNS-Classic #244)We have reenabled seven Help Links in the Table of Contents where content previously existed.Triggered Flag Management Report Returning Unexpected Results Correction (CNS-Classic #230)Users reported issues with filtering while using the Triggered Flag Management Report; when attempting to narrow the filtering results by only filtering for fewer flags, the system returned results for all flags. This has been corrected; now when users filter for selected flags or all flags, the system returns narrowed and full results, as expected.Dashboard Widget Adjustment (CNS-Classic #240)We implemented a fix for the Reviews by Manager Widget, which was only displaying Current and Prior Years data when the "Show Current and Prior Years Only" parameter was unselected. The intended design is to display Current, Prior and Future Reviews when the "Show Current and Prior Years" parameter is unselected.No Regenerate Button on Failed Review PDFs (CNS-Classic #237)We updated logic on the dbo.IE_upd_pending_compliance_rpts procedure to have a default look back of seven days parameter and updated the dt_status and status_desc fields logic when the flip to error status occurs to reduce occurrences of the Regenerate button not appearing as expected on failed review reports.Reorder Functionality Addressed (CNS-Classic #234)We implemented a fix addressing a bug where drag, drop and reordering functionality was not working as expected. Now, users are able to drag, drop and reorder both Reports by Account in Account Packages and Dashboards screens.Capitalization Rule Correction (CNS-Classic #233, #243)Some users reported a few capitalization issues after the last release. We updated the capitalization logic to ensure screen and reporting presentation is as anticipated.
Removal of Portal Item Causing Dataload Failure (CNS-Classic #241)We addressed a dataload failure by reassessing and refreshing the code for cns_dataload_parameters resulting in successful dataload processing to meet SLAs.Async Status Correction for the ReviewExtractLoad - IE_load_extract_pdfs DataLoads (CNS-Classic #239)The ReviewExtractLoad - IE_load_extract_pdfs file extract was failing with exceptions at times. We corrected the async logic; now non-eligible (failed async_statusid 3) returns are not returned in the result set, and results are sent to downstream sources at SEI.Dataload Failure Fix for IE_SEI_T3_load__scrub_se_cash_stmt_ticklers (Datasources-Classic #159)A dataload failure was occurring intermittently with the IE_SEI_T3_load__scrub_se_cash_stmt_ticklers procedure; we corrected the issue by removing logic that was not needed, resulting in successful running of the dataload processing.
Optimization of Procedures (Datasources-Classic #160, #161)We optimized processing for a long running procedure and addressed intermittent procedure processing errors; with these changes procedure run times have been reduced with successful processing to better support our SLAs.
Bulk Report Style Mapping Update (Expedited-Changes #597)We assisted with the implementation of report style mapping updates to better support our clients.
Multi-Firm Logic Adjustment of Transaction Descriptions (Datasources-Classic #162)We made updates to appropriately receive and address multi-firm, customer-overwritten transaction description codes. This was causing pain points in stage sites' dataload processing; now with the logic changes this is resolved.Correction of Issue of Reviews Without Alerts Triggered (CNS-Classic #248, #116)We implemented a fix for a handful of Reviews that did not trigger alerts when the conditions existed. Now, with the correction, the Reviews are triggering alerts, as expected. We also created a monthly monitoring script for Production Support to monitor approved Administration and Investment Reviews with triggered flags in unexpected statuses.
Wealth Management Platform Expedited Issues (InvestEdge Epic #562)A set of changes were implemented to ensure needed code changes are in place for the transition of the Wealth Management Platform including a database, a correction to the asset mapping revision tool, updates of scrub tables, and the addition of a new contacts data field (Display Name) to better support multiple variations of contact name data.
User Interface Account Header Changes (InvestEge Epic #561)In the last maintenance release, we made a change to the account header (Path Admin > Dashboards > Account Header Config) which resulted in unintended spacing and placement on the user interface page. We've addressed the issue by reducing the account header field count from 19 to 18 for a better user experience.
Maintenance Schedule
The following table includes all scheduled maintenances. Emergency patches will be deployed as-needed and will not be reflected here. Links to release notes will be populated as they are documented.
| Maintenance Name | Release Notes Published Date | Stage Release Date | Production Release Date | Link to Notes |
|---|---|---|---|---|
| 23.01 | January 20th | January 23rd | February 3rd | 2023.01 Release Notes |
| Q1 (Classic) | January 20th | January 23rd | February 3rd | 2023 Q1 Release Notes |
| 23.02 | March 3rd | March 6th | March 17th | 2023.02 Release Notes |
| 23.03 | April 14th | April 17th | April 28th | Cancelled |
| Q2 (Classic) | April 14th | April 17th | April 28th | 2023 Q2 Release Notes |
| 23.04 | May 26th | May 30th* Adjusted by Memorial Day |
July 7th |
2023.04 Release Notes |
| 23.05 | July 7th | July 10th | July 21st | 2023.05 Release Notes |
| Q3 (Classic) | July 7th | July 10th | July 21st | 2023 Q3 Release Notes |
| 23.06 | August 18th | August 21st | September 8th* Delayed a week due to Labor Day |
2023.06 Release Notes |
| 23.07 | September 29th | October 2nd | October 13th | 2023.07 Release Notes |
| Q4 (Classic) | September 29th | October 2nd | October 13th | 2023 Q4 Release Notes |
| 23.08 | November 10th | November 13th | December 1st* Delayed a week due to Thanksgiving Day |
Holiday Schedule
The following table lists any relevant US Federal holiday that can impact business processes for InvestEdge or clients. Please note that your employer holiday may not align with InvestEdge's.
| Holiday | Observed Date | NYSE | Federal Reserve | InvestEdge Holiday |
| MLK Birthday | Monday, January 16th | Closed | Closed | Monday, January 16th |
| Washington's BD | Monday, February 20th | Closed | Closed | Monday, February 20th |
| Good Friday | Friday, April 7th | Closed | Open | N\A |
| Memorial Day | Monday, May 29th | Closed | Closed | Monday, May 29th |
| JuneTeenth | Monday, June 19th | Closed | Closed | Monday, June 19th |
| Independence Day | Tuesday, July 4th | Closed | Closed | Tuesday, July 4th |
| Labor Day | Monday, September 4th | Closed | Closed | Monday, September 4th |
| Indigenous Peoples Day | Monday, October 9th | Open | Closed | N\A |
| Veterans Day | Friday, November 10th | Open | Closed | N\A |
| Thanksgiving | Thursday, November 23rd | Closed | Closed | Thursday, November 23rd |
| Black Friday | Friday, November 24th | Open | Open | N\A |
| Christmas | Monday, December 25th | Closed | Closed | Monday, December 25th |
| New Year's Day 2024 | Monday, January 1st | Closed | Closed | Monday, January 1st |
Production Freeze Schedule
During the Production Freeze, there will be no scheduled maintenances. Emergency patching would only be performed if required. Data cleanup can still be run, excluding holidays as noted above.
Disaster Recovery Test Schedule
Our Production Disaster Recovery test will restore a recently copied clone of the production environment on the backup network. The sites will support all functionality that does not leave the network, ie. no trading jobs will be running, but reports can be generated
CommentLoader schema changes and proc (CNS #2147)We updated database objects used by our Comment Loader. The Comment Loader functionality is used to associate files with account comments to be used in review workflows.Improve performance of Accrual Perfomance Exceptions Display (CNS #2170)We refactored the code backing the Accrual Perfomance Exceptions Display for faster feedback to the user.
Evare Bond Type Mapping Integrated into IE Security Type Mapping (Evare #31)We have standardized the Mapping for Evare's Bond Maturity to map into the InvestEdge Security Type Mapping, resulting in reduced risks of missing, late or incomplete data.CommentLoader Standalone Executable (CommentLoader #1)We created a Comment Loader application. The Comment Loader functionality is used to associate files with account comments to be used in review workflows.
Post-load Extracts Failing to Transmit to Clients (Taskmaster #381)We fixed a bug that would not correctly identify when data was found in the database to be transferred to clients as a post-load extract, resulting in clients receiving post load extract data without error.Fix a BUG in [netx].[fill_acct_contacts] that loads two contact records for the same investor (Pershing #167)We fixed a bug that would occur in certain situations where duplicate records were being created for the same investor.
Dataload Server updated from SEIINVPRDDL01 to SEIINVPRDDL02 (SEI #99, SEIGWS #140)In order to finish the TLS1.2 migration a new Production Dataload server was created, SEIINVPRDDL02, and all clients have had their Dataloads moved to it.Updated Notification Contacts (SEI #101)All SEI Dataloads have been updated to use InvesteEdge-Tech-Support@seic.com and removed Investedge-CS-Support@seic.com and TSU-EdelCompliance@seic.com.
Corrected Dataload Errors for dbo.SEI_GWS_load_codes_ETL_scr. code_type_val (Datasources-Classic #156)We implemented a change to expand the column width and add a data type validation, resulting in reduced errors and manual intervention during dataload processing.Updated Triggered Flag Management Report Procedures Utilizing Older SQL Techniques (SEI #220)We implemented a fix addressing slow feedback when running the Triggered Flags Management Report for improved performance. The issue had the potential to bring down the web server when users selected a large dataset.
Missing Administrative Review PDF on Closed Account Screen (CNS-Classic #209)We fixed a bug where in some instances, there were missing Admin Review PDFs on the Closed Accounts screen.Help Menu Hard Error Correction (CNS-Classic #215)We corrected the Help Menu broken links where an existing help file exists (some menu items in black text do not have a help file).File Extract ReviewExtractLoad (CNS-Classic #199)We implemented a fix when one or more extract files could not be located in the regularly scheduled data load. The fix will generate PDF attachments not processed, zip them and provide to client’s ftp location.Hover Over Messages Correction (CNS-Classic #210)We fixed a bug on the Admin > Flags & Review Dates > Global Flags screen, where the hover over text didn’t display as expected. Now, when users log into this screen, the hover over text displays as anticipated.Created a Query to Locate and List All Unsuccessful Review Reports (TaskMasterPlans #88, #97)We created a query to locate and identify unsuccessful generations for any Review report. This will be provided to SEI application support contacts by email on a weekly basis.Exposed Regenerate Button for any Unsuccessful Review Report (CNS-Classic #213)This enhancement will allow permissioned end users to access and Regenerate any Review reports that may have experienced an error in generating the report.Updates to Regenerate Button functionality (TaskMasterPlans #99, SEIGWS #145, CNS-Classic #223, CNS-Classic #225)Based on client input, we tweaked the Regenerate button functionality by removing Pending status reports from inclusion and changed the report frequency to daily, resulting in a more user friendly process. Changes were also made to a SQL query to support the changes needed for the tweaked Regenerate button changes.New Page Via Platform > Utilities Admin to Run SEI Statements Manually (CNS-Classic #227)We added a page under Platform > Utilities Admin for permissioned users to run statements manually.Accessing Admin > Dataloads > Capitalization Screen Correction (CNS-Classic #226)A correction was implemented for some users experiencing a database query error when attempting to access the Platform Admin > Dataloads > Capitalization screen. We updated a file name, resulting in successful navigation to this screen.
Deadlocks when Rebuilding Account Sub-Account Relationship History (CNS #2114)Rebuilding Account Sub-Account history could trigger a deadlock condition in the database and has been adjusted to reduce web page time outs for users.
Review Audit Logs to Correctly Show System Users (CNS #2095)Resolved an issue where "System" as a user was not displaying correctly in the Audit Log.
Optimization to Multi Account Group Rebalancer (CNS #2117, HelpDesk #2773)Resolved an issue affecting slow running Multi-Account Rebalancers, resulting in reduced wait times for you to generate trades in production.Corrected Trade Blotter Asset Types (CNS #2124, HelpDesk #2875)Resolved an issue where assets were incorrectly mapped to an Asset Type not picked up by the Trade Blotter. Affected asset types were updated, resulting in assets appearing as expected on the Trade Blotter.
Transaction Detail Report is Working on Accounts Without Sub-Account History (Statement-Reporting #33)We fixed a reported issue on the Transaction Detail Report Report, where a user reported unexpected report results on accounts without sub-account history. Now when you generate the Transaction Detail Report on Accounts, the sub-account history will display.Fixed Income Expirations Management Report Not Generating Results When Run Against All Account Groups (Statement-Reporting #34, HelpDesk #2702)We fixed an issue with the Fixed Income Expirations Management Report export not displaying any results if the Account Groups parameter was set to 'All Account Groups'. Now when you generate the Fixed Income Expirations Management report for all account groups, the export displays the expected data.
Support Excel Post Load Extracts (Taskmaster #368, 374)We made a change allowing our Post Load Extracts to support the generation of an Excel file, resulting in reduced format errors when opening up a file created via a Post Load Extract in Excel.Simplify Multi Email Dataload Notification to a Single Parameter (Taskmaster #369)We made it more convenient to specify email recipients in Token Replacement files and made modifications to accept a comma-delimited list of email addresses. This improves the notification configuration experience.Dataload Updated to Support Parallel Processing of External Activities (Taskmaster #371)We have expanded the parallel processing feature set of the Dataload to now support executing and monitoring multiple external processing activities at the same time.Dataload to Validate File Matches Delimitation Before Processing (Taskmaster #376)We have added the ability to review a file to ensure the file matches the delimitation expected, such as comma or tab delimited, before attempting to load the data into the database. This enhancement supports additional safety for client bulk inserted files.
Prevent Silent Failures in Dataload (Taskmaster #379)The Dataload has been updated to always trigger notification of issues regardless of where in the pipelines a failure occurred. This solved an issue with the root action failing and not triggering the necessary failure notifications, resulting in InvestEdge striving to better meet the Service Level Agreements for you.
Global Plus Extract Changes (Global-Plus #14)FIS made a change to their GDS 23.3 Release file. We made a change in four files in order to receive and process the new files; affiliations file, positions file, securities file and the transactions file.
Page Error on Admin Account Groups Screen (CNS #1003)We fixed a bug where some clients experienced an error message when accessing the Admin > Account Groups > Accounts screen and were attempting to add accounts to groups. We made a change and now you are easily able to add accounts to the intended group(s).Drawer Footer Not Updating After Saving (CNS #1954)We fixed a bug where the drawer footer wasn't properly updating after users saved data using Account Alerts. Now you are able to view correct data in the drawer footer after saving data using Account Alerts.Review Exception Statuses Are Not Updating (CNS #2028)We fixed a bug where users were not able to filter alert exceptions using the More Tools filter (top right above the list of exceptions). Now you are able to filter easily by status: Open, Awaiting Validation or Closed.Account Alert Export Triggers Search Reload (CNS #2121)Exporting the current Account Alert Search results will no longer also re-load the Search before running the Export. This change will improve user's experience when attempting to download large exports for searches with over 10,000 results.Dashboards Missing Data on Some Widgets (CNS #2048, HelpDesk #2564)We fixed a bug where some clients lost Global and Custom Dashboard Widget Data. Now you are able to easily view and access your data from your Global and Custom Dashboard Widgets.Narrow Drop Down Widths - Part 2 (CNS #2128, HelpDesk #2880)The fix applied in the 2023.05 Maintenance did not fully resolve the issue. Additional updates have been made to handle any outliers with the Block Trading Account dropdowns.
Configuration Updates for New Capitalization Process (sei#94, seigws#130)A new configuration change has been implemented to enable the capitalization process to execute as part of the standard dataload processing, instead of as a post-load process. This update significantly improves the performance of the process.Apply dbo.capitalize() on contacts.lname and contacts.email (sei#96, statement-reporting-classic#10)This modification removes the application of capitalization on these fields from the dataload processing so they can be handled via the reporting mechanism instead, which is the only use case in which this capitalization needs to be applied.
Added Dataload Relationship Hist Procedure (seigws#129)The dataload procedure IE_load__fill_acct_sub_acct_relationships_hist has been reintroduced (excludes TIAA and Regions). This procedure, which was previously removed, has been added back to populate relationship history metadata.
Re-enable "Go to Help for this Screen" Link (sei#97, seigws#133, cns-classic-help#1, helpdesk#2723)The "Go to Help for this Screen" link has been re-enabled. This update aims to improve the user experience by allowing clients to self-service.
Update to Email Address for Production and Dataload Support (sei#98, seigws#134)The InvestEdge email addresses for production and dataload support have been updated as follows:
Production Support: sei.prodsupport@investedge.com
Dataload Support: sei.dataload.support@investedge.com
Alert Question Tree Answers Not Wrapping in Dropdown (CNS #2003, HelpDesk #2564)Resolved and issue where the answers for an Alert were not wrapping and would cut off a portion of the message and relevant exception icons.Asset Class Trading Screen Error Using Level 3 Breakdowns (CNS #2047, HelpDesk #2614)Resolved and error when using the Level 2 and Level 3 class breakdowns on the Asset Class Trading screen.Predefined Comments Missing Radio Buttons (CNS #2051, HelpDesk #2628)Resolved an issue causing the radio buttons for predefined comments on exceptions to be too small to see.Narrow Dropdown Widths (CNS #2053 & 2055, HelpDesk #2631)Widths of some dropdowns were unexpectedly changed by the prior maintenance had have been adjusted to appropriate sizes. This included various dropdowns on the Comparison Accounts, Block Trading and Performance Detail screens.Review Exceptions Count Not Updating in Modal Footer (CNS #1953)New Review Exceptions were not updating the count of total Exceptions in the footer of the Compliance Modal.
Reconciled Date displayed "Incomplete" on Consolidated Accounts (Datasources-Classic #154)Some Consolidated Accounts were showing "INCOMPLETE" as the Reconciled Date. The Dataload will now correctly identify the highest Reconciled Date from sub accounts to assign as the Consolidated Accounts' Reconciled Date.
Help Link navigate to Documentation on Help Center (CNS-Classic #128)We have modified the Help Links found in the top right corner of every page so that the "Go to the Table of Contents" link now correctly directs users to the Help Center.
Error when setting a list on a Widget parameter that only accepts integers (CNS #1777)Data input validation has been added to prevent non-integer values from accidentally being entered on Widget Parameters that should only work with a single integer. This would cause dashboard Widget errors if set to an invalid data type. For example 'Display alerts older than X days' will only work with a single integer and not handle comma separated values and will not block the value and display a warning and prevent savingTriggered Ticklers error on Inbox Widget (CNS #1856)We resolved an issue with the Inbox Widget regarding an error being shown in some instances when opening an alert for a Triggered Tickler.
Compliance Alert Report added Alert Due Date (CNS #1533)The Alert Due Date has been added as a column to the Compliance Alert Report Management Report. The column is included automatically and no configuration is needed to see this new column.Account Alerts Search - New Columns, Configurable Columns, Comment Filtering (CNS #1698, #1758)The Account Alerts Search page can now have its columns configured. All columns can be selected for display or be hidden. Some of the columns have had their names updated from Trigger to Alert. There have also been new columns added:
We've added a new search filter based if alerts do or do not have comments. It included on the Account Alert Search page.
Alerts not updating when updating in Bulk and changing Assignee (CNS #1035)We found an issue with the review results after using the bulk action update. This feature was not updating the results to reflect the change after updating the assignee. This issue is now resolved to show the correct review results for the updated assignee after a bulk action update.Compliance Review Exception Report missing User Comments (HelpDesk-2361, CNS #1893)The Compliance Review Exception Management Report was not displaying all User added comments. A fix has been applied so ensure that all comments default to a type of Note, and all Comments without a type have been updated to a Note, allowing the report to include them.
Optimization of historical position processing (CNS #1894)An optimization has be made to the Dataload process that handles loading and processing historical positions. Resulting in run time savings up to 35 minutes for some clients.
Pershing Unification (Epic #96)The Pershing Unification initiative improves data aggregation process of Pershing files with the following benefits:
Pershing ACCT File - Portfolio Manager (Pershing #141, #i46)The Dataload can now load the Portfolio Manager information from the Pershing data feed. We have added configuration to allow customers to load either the Bank Trust Portfolio Manager or the Broker Portfolio Manager. In additions the load can create Global Account Groups based on the value of the Portfolio Manager, and assign them to the Group.
Load Closed Evare Accounts (Evare #30)A new Dataload Parameter has been added to decide whether or not to load Accounts marked as Closed by the Evare accounting system. The default is to continue to load closed Evare accounts unless configured otherwise. If the configuration is set to false, accounts that are still in the system will be updated to closed in the following Dataload.
New and Updated Standard Reports (CNS #1788, Statement-Reporting #10)New Reports - if you'd like to utilize these reports, please coordinate with your User Admin for access. If you have any questions about parameters/optionality, please submit a Help Ticket.
Consolidated Performance Class Details - displays Consolidated and Sub-Account Returns by class. Configurable columns are available, as well as various options for sub-account treatment.
Equity Summary Cap. & Styles - offers a Summary view by each Market Cap and Style you have configured in your site. Configurable columns are an available option for this report and as always, rely on availability of data through your interfaces.
Top Ten Holdings with Totals - a more robust Top Ten Holdings option supports displaying Top Ten holdings of various classes distinctly, within the class, with Class and Account level totals.
Mutual Fund Category Analysis - this report shows the ever-popular stacked Mstar data relative to the Category for funds with coverage from that data provider.
Sub Account Asset Allocation Summary - this new report shows combined information and breaks out sub-accounts in the bottom half as distinct columns.
Asset Allocation Summary by IO (Management Report) - this new management report supports a high level view of asset allocation variance to target in an account by account listing, per selected Portfolio Manager/Investment Officer.
Enhancements to Existing Reports:
Asset Allocation/Historical Asset Allocation - this report has been enhanced to support an optional total row for the charts and an option to include/exclude $0 value rows throughout the report.
Account Overview - this report has been enhanced to support the entire bottom half of the report displaying historical performance returns. By selecting the lower left and right quadrants to Historical Performance (either Time Weighted or Dollar-Weighted), the bottom of the report will display up to 8 return periods.
Timeout uploading Static Reports (CNS #1768)Resolved an issue affecting uploading and updated static report utilized by many Statement Packages. In certain cases the upload time would exceed the websites timeout failing to to upload the report.
Error converting Optimization results to proposed trades (HelpDesk-2391, CNS #1895)A Cold Fusion update caused a page error when trying to convert Optimization results into Proposed trades. A fix has been applied to support the update.
3 New Post Load API - Expanded Review Exception Extract (CNS-Classic #107, SEI #73, SEIGWS #93)We are now combining the data from 3 separate files to bring you a bulk track of Review Exception data. This way you can examine the "life" of the exceptions by having your developers use the unique exception ID present in all 3 new PLE’s to tie together the details from the account parameters, comments and questions.
New Report (#1 of 2): Global Flags Report (CNS-Classic #106)
We have a introduced report with the complete configuration of a flag. Located at Admin > Flag & Review Dates > Global Flags > 'Report' link. This report will include:
Each section of parameters will show all selected values for the Flag. The report can be run for an individual Flag or by using the checkboxes multiple can be selected and viewed together. Within the Report is a Print option to export as a PDF.
New Report (#2 of 2): Flag Criteria Report (CNS-Classic #116)We have introduced a new report with the full details of a flag's criteria. Located at Admin > Flags & Review Dates > Flag Criteria > 'Report' link. The report will provide flag level information for the criteria that include:
These parameters will show all values available and which were selected. The report can be run for an individual Flag Criteria or by using the checkboxes multiple can be selected and viewed together. Within the Report is a Print option to export as a PDF.
Submitted Review PDF's not appearing for Closed Accounts (CNS-Classic #159)The Closed Accounts screen will not correctly list all saved review PDFs instead of just the most recent one.
Review Exception Search Optimization (CNS-Classic #158)Performance enhancements have been made affecting pages that return Review Exceptions. Users may see an improvement in using the Review Exception Search screen, Review Exception Widgets, and the Review Exception pages within an account.Custom Package not adhering to Sort Order (CNS-Classic #162)We have resolved an issue causing reports in a Custom Configured Package to not maintain the sorting changes when using Order by Account
Account Alert Report - Export from Grid (cns #1335)We created a new tool to document the supervision of transactions for Securities Regulators out there who are looking at how alerts were addressed and resolved. This tool will create a Account Alert Excel formatted report from the ComplianceEdge system with all of the notable naming/fields conventions applied to our BD clientsView Only Access (cns #1629)We have now created a new Admin User status configuration, but only with a view only access to the Compliance screens. This way the user can navigate all of the 4 compliance configuration screens and see all of the data, but not able to make any changes.
Compliance Review Extracts only showing Active reviews (Helpdesk-1641, cns #1688)This view was only returning results that had an 'Active' review status. Now this issues has been resolved to display without any missing reportsRemove lstalertgroup param from report install script (statement-reporting #25)The parameter was removed in response to our update that handles Review Extracts bug
Model Accounts, Synthetic Account Holdings - Import/Export (cns #1644 and #1358)Previously, we had to manually update a model accounts when there is a change such as the amount of units, tax cost, etc. This process was limited to each model that is effected by the change, and was very time consuming if multiple changes are needed. Now, there is a new way to to change multiple model accounts in a very familiar and efficient fashion. We have now introduced an import and export functionality to help streamline that process.
Now we can have the option of uploading an excel spreadsheet with our new data, or edit our existing data by exporting a prepopulated Excel formatted spreadsheet with all of our data ready to update. It's just that simple to now to mass update all of your accounts in one simple update.
Then the question of "Will my data get corrupted in the process?". A simple of answer of no, we have built in steps in the process where those errors that are found are instantly brought to your attention. This way errors can be intercepted and handled right there and not discovered when it's too late.
This validation screen gives you an opportunity to correct any errors that are conveniently color coded to correspond to the errors represented. You can update right on this screen so no need to import or export anymore. Once you have validated any errors that transpired, we can move the second stage to catch any security validation that is needed.
Mapping Tool UI Infrastructure - Performance Classes Tab (cns #80, #1481, #1555)We have now added in capability to select and set default index for our top-level and sub-class level performance classes. In this new reclassifications tool, there is no need to navigate through various screens options to select all of your performance classes.
Puerto Rican Bonds - Concentration Alert (cns #1670)We have now added concentration surveillance for Puerto Rican bonds that are compared with the overall account allocations
Update format file for pip-delimited encrypted files (pershing #74, In support of clientconfigs #240 and #237)This issue was in response to contacts records not loading properly in several of the Surveillance clients who uses Pershing data files. It was found that a misconfigured delimiter was the root cause of the encryption failure during these loads. A new format file was created to update this behavior and repair the misconfiguration.
Review Report - Add Alert Groups (CNS #1336)By request, we have now added multiple alert groups to our report output so a compliance officer now can follow up directly with the responsible group. We now have 4 new fields that will are included with the review report and they will all have a color coding to reflect their current status.
Review Exceptions Grid - Open Exceptions dropped from grid (CNS #1496)Issue was resolved where the exceptions were dropped from a review exception grid when the review is in a pending approval status.Review Exception Status Not Updating (CNS #1477)An issue was found where review exceptions were not updating to the correct status when progressed through the workflow. This occurred while working with exceptions that were created for the same review alert. This issue was corrected with the correct status update labeled as "Awaiting Validation"
Automate SMA additions and removals (CNS #1321) New feature where we can now automate the addition and removal of SMA's by using Affiliations files as parameter values. This way the client now controls and maintains the criteria for the account group that they want to participate in this logic.
Correct units saved off historically (Global-Plus #5) An issue was resolved regarding the incorrect value of units being saved off historically. The Dataload will now use Paydown Units instead of Trade Date Units, which is inline with all other processing of the Global Plus data feed.
Holdings Details Report not using correct column order (Statement-Reporting-Classic #8, CNS-Classic #121) This was an issue effecting some of our clients periodically. During the review report process, the headers and the text formatting in the Holding Detail report could be displayed in a different column order. A potential solution was implemented that ensures the column list parsing is maintaining the order of values when passing them to the PDF renderer.
SEI Data Field Changes (Datasources-Classic #130, Datasources-Classic #141)SEI has new requirement on the restriction detail ID so it can now accept alpha-numeric values to help identify if the source is from either EDB or PME. All universes maintained by this feed are converted from the old integer only IDs to the new IDs utilizing the PME and EDB codes to retain the syncing of assets.IE Entitlements ETL process (SUPP-9402)(Datasources-Classic #110)Previously, ETL workflow uses a full load of entitlements which caused a large execution time for large clients. SEI is looking to send delta records to entitlement ETL's to eliminate the long execution times at night and long data loads at InvestEdge.SEI - IE Entitlements ETL process: Nullable fields (Datasources-Classic #135)The ETL process has been updated with a number of fields that now support Null values in the feed.Complete Work to Remove Unused Procedures from Nightly Dataload & Cleanup Unused Historical Data (SEIGWS #102) Procedures that store Historical Account data in the nightly Dataload have been removed from SWP client Dataloads. In addition, the unneeded historical data will be truncated from client databases. These updates can expect to reduce overnight processing by a substantial factor for larger clients.Updating jQuery and jQueryUI (CNS-Classic #113)jQuery and jQueryUI libraries have been updated to the latest versions to cover vulnerabilities and support for future modifications to the environment.
Prod Post Load Extracts Missing Headers: update IE_load__get_extract_column_names (CNS-Classic #101) There was an issue related to post load extracts that were missing headers, which made it difficult to open files that were in the downstream process. This procedure and others that has this same default purpose were updated to take into account of this issue.
Date showing Day-of-Year rather than Day-of-Month (CNS-Classic #109)A Cold Fusion update made date formatting logic case sensitive. This caused the dates on the Asset Attribute screen to display the date based on days since the start of the year. InvestEdge adjusted the formatting logic to correct this back to showing the day of month.
Wealth Management Platform Domain Name Changes (InvestEdge Epic #395)We are updating sites to run using the new FirstRateWMP.com domain. The domain name update is occurring, based on the communicated schedule to impacted clients.
TaskMaster Conversion (InvestEdge Epic #395)A TaskMaster Conversion is occurring, based on the communicated schedule to impacted clients. This results in a modern dataload code.
Created by Sematawi Tepi-Ra, Modified on Wed, 06 Dec 2023 at 09:05 AM by Sematawi Tepi-Ra
User Interface Changes for Data Sent Between Wealth Management Platform and ComplianceEdge (InvestEdge Epic #161, DataSources CNS #102, #92, #93)A set of changes were implemented to support the setup for the ComplianceEdge user interface and the Wealth Management Platform user interface including; solutions for user account IDs, universe account IDs, new configurations for outbound data, and compliance tables and views.Wealth Management Platform TaskMaster Configuration Updates (InvestEge Epic #357)Multiple modifications were made to optimize overall dataload, post load extracts, post load extract files and other dataload completions, failures, warnings and emails to ensure timely processing for our clients.Global Asset Mapping (InvestEdge Global Plus Epic #009, CNS #1825)We designed and implemented a new asset mapping paradigm which will be applied to all clients via multiple new and updated procedures, resulting in more accurate asset mappings for our clients. We also created a new FactSet Core procedure.Performance Flag Changes Implemented (CNS #2144)The performance flag procedure, dbo.IE_flag_performance, currently calculates performance returns within it, it was transitioned to the pre-calculated performance data being received from First Rate.New Stored Procedure Created to Notify End Users of Reviews in Rejected Status (CNS #2215)A new stored procedure was created to efficiently notify end users when reviews are in a rejected status; this allows end users the ability to take additional action, if needed.New Stored Procedure Created for User Management (CNS #2186)A new stored procedure was created to optimize and streamline user management within the application. Resizing of Multiple Grid Screens on the User Interface (CNS #2228)We corrected sizing on multiple grid screens across the application to shrink to fit the user interface space; this ensures the user interface screens resize appropriately for end users.
Corrected Flag Web Service by Increasing Range Quotas (TaskMaster #391)A correction was implemented to address flag web service errors. These were due to message sizes being out of range. We increased the quota, resulting in successful web services processing.
Investment Professional Representative Code Expansion: Changes to Accommodate Pershing's File Changes (InvestEdge Epic #365)InvestEdge was notified of upcoming file changes from Pershing to accommodate Investment Representative Code changes from three (3) to four (4) alphanumeric characters. We proactively made the necessary changes in ComplianceEdge to accept and display up to four (4) digit Representative Codes.ComplianceEdge: Wealth Management Platform Dataload Changes (InvestEdge Epic #158)Architectural changes were implemented to convert all legacy dataloads to TaskMaster and convert all remaining user interface dataloads to the new mapping structure and loading logic. This results in optimized dataload processing across the platform.Modification of InvestEdge Evare Dataload (InvestEdge Application Development/evare #33)We modified the evare_load_account_master.acct_nm to 100 characters or less to reduce the risk of errors during processing.
Correct Handling of ACCT and ACCF File Processing (Pershing #169)A fix was implemented to appropriately handle processing of procedures when both ACCT and ACCF files are sent to InvestEdge on the same day, resulting in efficient processing of client files.
Code Update: System Performs a Check on Alert Status for Reviews (CNS #1669)We implemented a code enhancement to perform a check, ensuring the status of alerts are valid, resulting in reduced instances where users are not able to advance a review though the process via the user interface.Portfolio Performance Detail Report (Via Configured Packages) Fix (CNS #2142, Statement-Reporting #35, #36)Changes were implemented on the Portfolio Performance Detail Report; some clients reported equities' assets displaying under fixed income when running the report in a configured package. We also made a correction to the asset sorting logic, resulting in assets displaying under the correct product type.Update of SQL Script to Reduce Duplicative Data Rows Displaying in the User Interface (CNS #2208)We updated a SQL Script (AccountManager.GetAccountParametersAsStruct) to reduce duplicative rows per account displaying in multiple locations in the user interface, resulting in optimized server processing and a better user experience.Fix Implemented for the Account Alert Report Server Error (CNS #2169)We addressed a SQL server system error occurring when a client attempted to run the Account Alert Report and export to Excel. We corrected the data source and it is now pointing to the correct server for the client.Report Export to Excel, Certificate Error Fix (CNS #2225)Several clients reported errors when attempting to export to Excel from the Account Alert Report. We fixed this issue by updating the certificate, resulting in successful exporting into Excel for end users.Fix to Address Error on the Accounts > Account Groups > Custom Account Groups> Dynamic Account Group Creations Screen (CNS #2213, Production Support Activities #1389)We corrected a Javascript error occurring on the Accounts > Account Groups > Custom Account Groups> Dynamic Account Group Creations screen and made a small tweak to correct the data sort on Custom Account Groups screen and other successive screens.Admin > Performance > Accounts Screen; Fixed Income Performance Return Fix (CNS #2129)A fix was implemented to address a reported invalid fixed income performance return displayed on the Admin > Performance > Accounts screen. Now when clients access this screen, the correct fixed income performance displays.Enhanced Security Added to the Password Reset Page (CNS #2094)A change was implemented to enhance security on the password reset page, effectively increasing security for our end users.SSO Migration Fix (CNS #2276)Clients reported errors accessing the application with their single sign on (SSO) ID; we completed a security assertion markup language (SAML) response update to the assertion in support of the FirstRate migration.
| Maintenance Name | Release Notes Published Date | Stage Release Date | Production Release Date | Link to Notes |
|---|---|---|---|---|
| 22.01 | January 24th | January 25th | January 28th | 2022 01 Maintenance |
| 22.02 | February 14th | February 15th | February 25th | 2022 02 Maintenance |
| Q1 2022 (Classic) | February 14th | February 15th | February 25th | Classic Q1 2022 Maintenance |
| 22.03 | March 7th | March 8th | March 18th | 2022 03 Maintenance |
| 22.04 | March 29th |
March 30th |
Canceled (was April 8th) |
|
| 22.05 |
April 18th |
April 19th |
May 6th (was April 29th) |
2022 05 Maintenance |
| Q2 2022 (Classic) |
May 2nd |
May 3rd |
May 13th |
Classic Q2 2022 Maintenance |
| 22.06 |
June 6th |
June 7th |
June 17th |
2022 06 Maintenance |
| 22.08 |
July 15th |
July 18th |
July 29th |
2022 08 Maintenance |
| Q3 2022 (Classic) |
August 1st |
August 2nd |
August 12th |
Classic Q3 2022 Maintenance |
| 22.09 |
August 26th |
August 29th |
September 9th |
2022 09 Maintenance |
| 22.10 |
October 7th |
October 10th |
October 21st |
2022 10 Maintenance |
| Q4 2022 (Classic) |
October 7th |
October 10th |
October 21st |
Classic Q4 2022 Maintenance |
| UI 3.0 |
October 25th |
October 25th |
November 18th |
UI 3.0 |
| 22.11 |
November 18th |
November 21st |
December 2nd |
2022 11 Maintenance |
Trade Blotter Export (CNS #1338, and #1561)The filtered view of the Trade Blotter can be exported to excel by clicking on the “Export to Excel” button. The following columns are available on the export regardless of the columns selected in the on-screen view. The columns on the export are static. Exports can be retrieved on the “Recent Exports” tab or within the “Saved Reports” menu available here Reporting->Packages->Saved Reports.
Running the Export
Retrieving the Export
Available columns:
Review Alerts Expansion Arrow opens the Modal (CNS #1560)Issue was resolved where the expansion arrow on each row was opening the modal instead of simply opening the detail expansion.
Duplicate Trade Warning Biscuits on Trading Pages (CNS #1618)Trading pages will no longer show additional trade warning biscuits next to the breadcrumbs when reloading the page
New Help link Platform (CNS #1542)Our wiki-based help resource has recently changed course due to a vendor putting a halt to their self-hosted platform. We can't use our content on a cloud-based offering, so we are taking steps to make our own solution. The help links still works as before. Simply, click on question icon in the top right hand corner to open the help menu. Click on "Go to help for This Screen" option to open a pdf that further discusses the topic of that page.
Fix spat_b format file (Pershing #125)We have updated our configuration and formatting of our files to match new specifications of Pershing's standards.
InvestEdge is excited to announce an upgrade to the Wealth & Compliance platforms, which will provide users with a next-generation experience with navigation and menus. These changes also modernize the underlying architecture, which will lead to both user and system efficiencies.
Many menu items have moved to a new Left Menu. This simplifies the user experience with a more intuitive interface, which will reduce clicks required to navigate across functions.
These changes only pertain to the core Wealth Management and Compliance platforms. It does not change any previously unsupported processes, unless specifically stated. Scope does NOT include:
Support Dual Logon Methods (Direct + SSO) (cns #1499)Our login experience has now been simultaneously enhanced to cater to both our basic and Single Sign On users.Optimize Dataload Procedure IE_run_acct_perf_class_consolidation_calc_batch (cns #1463)The runtime for IE_run_acct_perf_class_consolidation_calc_batch has been substantially improved, resulting in a reduction of over 30 minutes for some clients.
Global Trigger Grid does not display proper count (cns #1378)Issue was resolved in the correct display count of triggers on the global trigger pageModify Block Trade pending trade conflict report to use the same optimized logic as the screen (cns #1508)We found some differences in the way trade conflict report runs after an initial attempt. After the user adjusts the list of accounts and attempts to run it again, the database procedure does not come up with a correct query plan, which makes this process time out. We have optimized this logic to resolve this conflict.Attribute validation error when adding an account to an account group (cns #1518)A validation issue was discovered in the application when a user creates a new account group under the admin that was found with a duplicate attribute name. Inception Date Issue on Performance Accounts (cns #1523)An issue was resolved for incorrect inception dates found on accounts utilizing performance calculation when the date fell on a non-business day month end.
Update PDF Reports for TLS 1.2 (SEI #60, SEIGWS #70, statement-reporting-classic #5)Previously, reports were dependant on TLS 1.0 and disabling it would result in report failures. This ticket is part of our efforts to decommission that version of TLS. Updates were installed on servers which handles these requests to progress the overall retirement of that version of TLS. The reports from each source were converted using a new utility for this effort.
Password length increased to 500 characters (CNS #1356)We identified an issue with passwords longer than 15 characters. This issue was resolved and the new maximum password length is now set uniformly to 500 characters across the application.
Trade Blotter - New Columns & Configurable Columns (Show/hide) (CNS #1146)There is now a way to configure the available columns within the Trade Blotter expandable area so only show what is most relevant to the user. There is a new settings button located with the expand search bar button
Clicking on this will revel a dropdown to select the columns to show or hide in the expanded detail row of each blotter.
Trade Blotter Expansion row issues (cns #1485)Some differences were found in the way the expand and collapse icon reacted to how the user chooses to view the data using the expand all arrow. When this button is pressed, all rows are expanded as expected, but each row's header and arrow to control the row's details were not displayed. This issue was corrected with the correct workflow of each row displaying a functional header.
Optimize IE_load_fill_txs (CNS #1473)Previously, this core procedure runs long for some of our clients because of ineffective command that marks reversed transactions. This optimization adds an effective solution to that command.
Optimization of IE_run_acct_perf_class_consolidation_calc_batch (CNS #1453)New optimization to this process has greatly reduced the long run time experienced by some clients. Now the result will be instant in comparison to the previous experienced of hours of elapsed run time.
Account Header Data is Incorrect (716/735) (CNS #1478)An issue was resolved in the Account Header. Previously, the Allocation percent and Market Values were incorrect based on the actual account values.To fix asset type mapping issue for data coming from Mstar monthly fund file (addvantage #8, Metavante #10)Previously, some users experienced ETF’s that were previously held and then liquidated through Morningstar was not receiving the correct asset types. These trades were being rejected because of this. The work around was to manually override the number of holdings. We have now added the asset type of ‘Open End Fund’ to all these assets to prevent this result from occurring again.
Group Rebalancer Optimizations (cns #1429)A few improvements to our multi-account trading experience to bring better and more consistent results to the Group Rebalancing workflow.
UMA Account - Restricted Buy Securities are proposed as trades (CNS #1388) An issue was resolved when rebalancing a buy of an UMA account where they had a restricted security being purchased at an account level. This was only affected by UMA accounts.
GDS Extract Change (Globalplus #8)FIS is changing the transaction deliverables to InvestEdge for the Global Plus clients. We have adjusted on our side to prepare for these new changes to Transactions, portfolios, and client tables.
Portfolio Management and Trading
Enhancements
Improving arrow navigation on Trading Screens (CNS#1263)
Previously, while using the arrow keys to navigate the trades on Asset Class and Sector trading pages, each entry was manually cleared by highlighting first. Now, we have improved that experience with automatic highlighting reducing the number of steps required to update trades.
Issues Resolved
Recent Searches - Proposed Trade Search (CNS#1361)
Previously, when a user attempted to navigate to the Proposed Trade Search via a recent search lookup they received an error message. Now, users can successfully navigate to the Proposed Trade Search via looking up a recent search.
Compliance
Enhancements
Details added to Related Transactions for Swap & Switch Alerts (CNS#1325)
Asset Information and Fund Details for Mutual Fund Swap, Mutual Fund Switch, and Hybrid Switching alerts are now populated on the Related Transactions tab of the alerts.
Related Transactions added for Trade Volume Alerts (CNS#1366)
The Related Transactions tab now populates trades for both High Volume and Low Volume trading alerts.
Trade Blotter - Configurable Column Order (CNS#1333)
Columns within the Trade Blotter are able to be placed in any order. Users may reorder the columns by clicking, dragging and dropping the column into the desired location. All columns can be reordered with the exception of the Status column.
Transaction as 1st Column
Transaction moved to 12th column
Alert Launched from Trade Blotter contains Account Details (CNS#1352)
Previously when an alert was launched by clicking on a link within the Trade Blotter "View Alert" appeared at the top of the modal window. Now, the Account Name and and Account Number appear.
Filters added to Review grid: Initial Review, Alerts, Exceptions (CNS#1375)
Filters have been added to the Review grid that allow users to filter by whether or not a review is marked as an initial review, the number of alerts present, and the number of exceptions present.
Issues Resolved
Import Comment Button on Alerts Disabled when Not Configured (CNS#1326)
Allowing comment import is a configuration at the alert level. When not enabled the import button on the alert is now disabled. The import comment button at the review level has also been disabled as the system does not currently support importing prior review level comments.
Data Sources: Pershing
Enhancements
Execution Time added to Trade Date Field (Pershing#112)
The execution time received from Pershing in the GTDE/GSDE file is now reflected within the Trade Date field in InvestEdge and can be utilized when reviewing trades in the Trade Blotter or in a surveillance alert such as front running.
Reporting
Issues Resolved
Reports Parameters not displaying Parameter Names (CNS-Classic#90)
An issue has been resolved that would cause report parameter names to sometimes be replaced with a number. They will now always show their parameter name.
Dataload
Enhancements
Change Post Dataload Procedures to remove file extensions (SEI#64)
123.FILE41, 123.FILE42, and 123.FILE43 have had their file extension ".txt" removed to help support downstream automated processing.
Remove IE_load_fill_acct_perf_class_w_target_search_results from all Dataloads (SEI#56, SEIGWS#65)
The procedure IE_load_fill_acct_perf_class_w_target_search_results has been removed from all Dataloads. This will reduce the total Dataload runtime for highest affected clients by 10-30 minutes, however limit functionality of a dashboard that was not being utilized by affected clients.
Add Mapping Structure to support Multi-Firm (Datasources-Classic#120)
The Dataload was adjusted to support a mapping structure to identify firm based on mapped parameters.
DS Parameter Mapping update (Datasources-Classic#121)
Direct Servicing Relationship (DSR) records will be limited to those assigned to the account rather than including all possible values.
Issues Resolved
Web Services failing for Compliance and Admin Auto Submit in Datalaod(CNS-Classic#93)
A recent change caused a bug with the auto-submit web services for Compliance Reviews and Admin Reviews. The Dataload has been updated so web services will work with the recent change.
IE_SEI_GWS_load_fill_asset_allocation_ETL Adjusted to support Unified Load (Datasources-Classic#117)
T3K and SWP were processing asset allocations records differently. The procedure has been updated to not delete records in the unified load matching the baseline intention previously implemented.
Portfolio Management and Trading
Enhancements
Add End Cash % and Net Reserves % to Group Rebalance Results (CNS#1048)
The End Cash % and Net Cash Reserves % have been added to the Results view when creating trades via the Group Rebalancer. These data points are in addition to the End Cash $ amount and Net Cash Reserves $ amounts and help the user to better understand the overall impact of the proposed trades on the accounts’ cash balances. The two new fields will also be available on the Export Rebalancer Results file.
Issues Resolved
UMA/SMA Products with $0 Market Value No Longer Presented as Holdings (CNS#909)
Previously, the presentation of UMA/SMA Products with $0 Market Value on an account’s list of holdings was inconsistent. Products with $0 Market Value would sometimes appear on the holdings list, depending on underlying data conditions. Going forward, products with $0 Market Value will not appear on the account holding lists.
Sort By Suppression Type Not Working on Advanced Performance Details (CNS#1291)
On the Advanced Performance Details screen, under the Transactions section, the column called Supp. Type was not sorting properly when the user clicked on the column header. This field indicates the status of the transactions, whether it’s reversed/reversed/updated, etc.
Compliance
Issues Resolved
Enable Free Form Comments Option Not Persisting After Interacting with Other Comment Features (CNS#1261)
An issue was resolved in Global Trigger set up / editing in which the Enable Free Form Comments option was not persisting. If this option was selected for a Global Trigger, but the user subsequently edited the Predefined Comments options, upon saving the Global Trigger selections, the Enable Free Form Comments checkbox would become unchecked. Going forward, the selected Enable Free Form Comments selection will remain intact regardless of what Predefined Comments options are selected.
Reorder Answers Function - Multiple Choice Answer in Question Tree (CNS#1276)
An issue was resolved in existing Global Triggers within the question tree. Previously, a user was unable to save the order of multiple choice answers within the question tree. Users are now able to successfully reorder the choices and save.
Previously Loaded Comment Attachments Missing from Reviews (CNS#1285)
An issue was resolved that would prevent attachments from showing on reviews. The bug only affected attachments added prior to a client's CMOM conversion and only for certain automated uploading processes.
Enhancements
Trade Blotter - Expand all rows (CNS#1143)
There is now an 'expand all' icon within the Trade Blotter. Users can click on this icon to expand or contract all rows within the blotter.
Trade Blotter - Rep Multi-Select (CNS#1147)
Within the Trade Blotter the Rep field has been updated to be a multi-selectable field. Users may now select one or more Reps to include on a search.
Dashboards
Issues Resolved
UMA Account with Product Variance (CNS #1327)
Fund products are now excluded from the UMA Account with Product Variance widget. Previously, when a tolerance below 0.50% was set Fund Products were appearing in the results which was not logical since Fund Products are by definition 100% allocated to the fund itself.
Dataload
Enhancements
Optimization for IE_load__fill_acct_sub_acct_relationships_perf (CNS#1128)
The Dataload procedure IE_load__fill_acct_sub_acct_relationships_perf has been reviewed for optimization. This procedure was running for upwards of 2 hours for select clients and should now complete in no more than a few minutes.
Data Sources: Pershing
Enhancements
Standardize Additional Account Parameters (Pershing#99)
Three new account characteristics have been standardized in the NetX360/Pershing dataload procedure. For new clients, these three characteristics will automatically be loaded as standard account parameters: Firm Capacity, Investment Authority, and Registration Type. Existing client implementations will not change.
Issues Resolved
Adjust Dataload Handling for Clients Not Processing GTDE (Pershing#97)
There are two transaction files for Pershing – GTDE and GACT. For clients who send all transactions through GACT only, the process of creating a unique identifier for transactions needed to be adjusted to ensure uniqueness and proper reversal handing.
Limit Asset Updates from Pershing to Assets Originating from Pershing (Pershing#98)
The Pershing data procedures have been updated so that changes to assets initiated by information received from Pershing only update assets that came from Pershing. This change is relevant when there are multiple sources of data being received.
Cash Assets Loaded First to Allow Cash Sweep Balances (Pershing#95)
The Dataload has been adjusted to load assets used as a Money Market or Sweep products first. This corrects an issue seen trying to load cash balances.
Data Sources: Albridge
Issues Resolved
Account ID Assignment when Data Source Changes (DataSources#85)
An issue was resolved in which the same account coming over from different interfaces (custodians) was resulting the account closing and a new account opening. Going forward, if the account number and customer tax ID match, this will be considered the same account. Although the incidence of this issue was infrequent, this change will mitigate the possibility of positions and transactions being assigned incorrectly.
Data Sources: Evare
Enhancements
Ignore Price Multiplier when Loading Income Rate (Evare#25)
A new configuration parameter was created to support feeds that send Income Rate values already adjusted based on the Price Multiplier. Utilizing the new parameter can identify which sources not to divide the Income Rate received by the asset's Price Multiplier. The parameter default is off which retains the original loading logic.
Issues Resolved
Refine Bond Lookup for Evare (Evare#24)
The bond lookup procedures which support bond mapping support integers only for Evare bonds. However, when another data source for bonds is also being used in addition to Evare, there may be non-integer values, resulting in values not meeting the criteria not successfully being mapped. The mapping procedures have been updated so that the integer only limitation applies only to Evare.
Creation and management of Account groups, including static groups with a fixed list of member accounts and dynamic accounts where membership is updated based on conditions.
Click here to download the Account Groups document
Includes definitions and information about various benchmark related Special Account Types: Market Indexes, Blended Benchmark Accounts, Alocation Benchmarks and Peer Accounts.
Click here to download the Peer Accounts document
Click here to download the Allocation Benchmark document
Click here to download the Index Accounts document
Click here to download the Blended Indexes document
Creating and managing Synthetic Accounts and Assets on InvestEdge.
Click here to download the Synthetics document.
Definitions and details about different model accounts available in InvestEdge: Consolidated Models, Fixed Percent Models, Unit-Based Models, UMA Models.
Click here to download the UMA Model Accounts document.
Click here to download the Model Accounts document.
Click here to download the Fixed Percentage Models document.
Click here to download the Consolidated Accounts document.
Find below the description for each account header field.
Click here to download the Account Header Guide.
Below find overviews of the screens available under the Current Account > Account Info tab:
Click here to download the ACCOUNT INFO document.
Below find overviews of the screens available under the Current Account > Account Admin tab:
Click here to download the CASH RESERVE document.
Click here to download the UMA ACCOUNT MANAGEMENT document.
Click here to download the ACCOUNT FLAGS document.
Click here to download the STATEMENT EVENTS document.
Click here to download the COMMENTS ATTACHMENTS document.
Click here to download the ACCOUNT UNIVERSES document.
Click here to download the COMPARISON ACCOUNTS document.
Click here to download the BENCHMARKS PEER ACCOUNTS document.
Click here to download the RESTRICTED HOLDINGS document.
Click here to download the BLENDED TARGETS document.
Click here to download the ACCOUNT CONTACTS document.
Click here to download the INVESTMENT POLICY document.
Click here to download the REVIEW CONFIGURATION document.
Click here to download the INVESTMENT REVIEWS document.
Click here to download the ADMIN REVIEWS document.
Below find overviews of the screens available under the Current Account > Performance Details tab:
Click here to download the PERFORMANCE DETAILS document.
Below find overviews of the screens available under the Current Account > Equity Details tab:
Click here to download the EQUITY DETAILS document.
Below find overviews of the screens available under the Current Account > Fixed Income Details tab:
Click here to download the FIXED INCOME DETAILS document.
Below find overviews of the screens available under the Current Account > Cash Details tab:
Click here to download the CASH DETAILS document.
Below find overviews of the screens available under the Current Account > Other Asset Details tab:
Click here to download the OTHER ASSET DETAILS document.
Below find overviews of the screens available under the Current Account > Trading tab:
Click here to download the TRADING document.
Below find overviews of the screens available under the Current Account > Reporting tab:
Click here to download the REPORTING document.
Detailed explanation of how UMA and SMA account cash is handled, as well as options available.
Click here to download the CASH HANDLING - NEED TO KNOW document
Creating and managing models for UMA and SMA accounts
Click here to download the document
Trading tools and workflows available in an individual UMA / SMA Account
Click here to download the document
Trading tools and workflows available for trading multiple UMA / SMA Accounts
Click here to download the document
Below find document detailing the ongoing portfolio management solutions available for UMA Accounts.
Click here to download the document
How compliance features and alerts interact with UMA/SMA accounts, and alert options available.
Click here to download the UMA / SMA Compliance Handling document
Attached document reviews the InvestEdge Trading Workflow and Tools within a client account
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Includes the multi-account trading tools: Trade Asset to Percent of Account or Class and Sell Assets and Buy Others with the Proceeds.
Click here to download the document
Details multiple methods of rebalancing multi accounts at once, including Asset/CUSIP level rebalancing, asset class rebalancing, asset subclass rebalancing, and Dollar Cost Average
Click here to download the document
Below find the list of available account alerts, their definitions and parameter options.
Click here to download the document
Definitions, Process and Report output available for InvestEdge's Administrative Review Solution.
Click here to download the document
Workflow and Report output available for InvestEdge's Investment Review solution
Click here to download the document
Details the workflow for Compliance Alerts (previously known as Flags), including Widgets that support Alerts.
Click here to download the document
Details InvestEdge's Review Exception Workflow, Set up Options/Requirements, Oversight and relevant definitions. A Review Exception helps manage conditions that are not bound by the Review period.
Click here to download the document
Details how to set up a new Alert (previously known as a Configured Flag): flag parameters, flag criteria, flag comments, question tree.
Click here to download document
Detailed description of the options and features for configuring the Investment and Administrative Review report output.
Click here to download the document
Details InvestEdge's IPS workflow and site options and configurations required to use the solution.
Click here to download the document
The document below covers workflow and tooling available in the InvestEdge compliance surveillance solution
Click here to download the INVESTEDGE SURVEILLANCE document.
Fund details about report set up, usage, and features including report columns, report parameters and descriptions.
Click here to download the Understanding Report Descriptions document
Click here to download the Report Parameters document
Click here to download the Report Types document
Click here to download the Report Columns document
Documentation on the following report types can be found below:
Click here to download the Account Lots document
Click here to download the Account Summary document
Click here to download the Asset Allocation document
Click here to download the Asset Allocation Analysis (with Ranges) document
Click here to download the Asset Allocation vs Target Policy Analysis document
Click here to download the Consolidated Sub-Account Allocation Summary document
Click here to download the Consolidated Sub-Account Parameter Allocation document
Click here to download the Equity Allocation Analysis document
Click here to download the Equity Allocation Summary document
Click here to download the Equity Capitalization and Style Analysis document
Click here to download the Equity Fundamentals document
Click here to download the Equity Holdings Details document
Click here to download the Equity Stock Sector Allocation Analysis document
Click here to download the Fixed Income Call Put Alerts document
Click here to download the Fixed Income Fundamentals and Distributions document
Click here to download the Fixed Income Fundamentals document
Click here to download the Fixed Income Holdings Details document
Click here to download the Fixed Income Maturity document
Click here to download the Holdings Details document
Click here to download the Mutual Fund Asset Allocation document
Click here to download the Mutual Fund Fundamentals document
Click here to download the Stock Sector Allocation vs Target Policy Analysis document
Click here to download the Top Ten Holdings document
Find details on client facing transaction reports below.
Click here to download the Equity Allocation Analysis document
Click here to download the Asset Allocation document
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